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Finalisation and PhD defence ceremony

When the PhD research has been completed and the dissertation is (nearly) finished, there are several more steps to take before you can defend it. For example, you must submit your manuscript and make preparations for the PhD defence ceremony.

Everything relating to this final stage of the PhD track is also described in detail in the PhD Regulations. The information in the PhD Regulations always takes precedence. All the actions and approvals described below are recorded via LUCRIS/Converis GSM (see the manual for more information about the system).

As the PhD candidate, you submit the dissertation manuscript to your (co‑)supervisors, who will then assess it in terms of the stated requirements. If necessary, you will make changes in consultation with them. You will then submit it for approval to the (co‑)supervisors and will receive their response within six weeks. They are also responsible for performing a plagiarism check using the iThenticate software.

If your dissertation is approved, the Dean and the Doctorate Board will be informed of this. If it is not approved, you will discuss with your (co‑)supervisors what changes are needed.

After the dissertation has been approved, you then submit the related propositions to the supervisor. There may be a maximum of twelve propositions: at least four relating to the subject of the dissertation; at least four relating to the relevant field; and at most four relating to subjects of your choice.

The layout of the dissertation must comply with the layout requirements.

After the dissertation has been approved, the supervisor decides on the composition of the Doctorate Committee and asks the Dean to appoint the committee within three weeks. One of the members, who is a full professor or senior lecturer (US: associate professor; in Dutch: UHD) with ius promovendi at Leiden University or the LUMC, is appointed as the Secretary. You then send a digital version of the dissertation, or a sufficient number of paper copies, to the Secretary.

Within six weeks, the Secretary, on behalf of the Doctorate Committee, then informs the supervisor, the Dean and the Doctorate Board of the decision about whether you will be allowed to defend your dissertation. The Dean informs the supervisor, the Beadle, the Doctorate Board and you, as the PhD candidate, whether you will be admitted to the PhD defence. For PhD candidates who started after 1 January 2024, this will include checking that they have completed a training plan.

Scheduling the PhD defence

You should notify the Beadle via this form that you wish to schedule the defence of your dissertation. The Beadle will determine a date and time for the defence, in consultation with you, the supervisor and the Dean.

Paranymphs

Make sure that you contact your two ‘paranymphs’ (assistants) in good time. As the PhD candidate, you are personally responsible for making arrangements with your paranymphs and ensuring that invitations to the PhD defence ceremony are sent on time.

Composition of the Examining Committee

No later than three weeks after the manuscript has been approved, the supervisor makes a proposal for the composition of the Examining Committee. The Dean then appoints this Committee. The PhD candidate provides the Beadle with the names of the Examining Committee members. If some of the members are from outside Leiden University, you should additionally state where they work. You must also inform the Beadle of who will give the eulogy. 

Communication, press briefing and lay talk

At least four weeks before the date of the PhD defence, you must submit a short public summary of the dissertation via an online form. This text will be published on your PhD defence event page.

You may perhaps like to share your research with a wide audience and to engage the media for this purpose, for example. In that case, you can contact the university’s communication department for a press briefing. If you want media recordings to be made during the defence, you will need to ask the Doctorate Board for permission (via the secretary).

You must also prepare a lay talk for the PhD defence. If you plan to use a digital presentation for this, you must send it to the audiovisual department no later than one week before the defence. 

Reception after the PhD defence

After your PhD defence ceremony, you may hold a reception in the Academy Building. For this, please contact the Party Catering administration office of the University Services Department (UFB). 

Once you have been admitted to the PhD defence and the ceremony has been scheduled, you must submit the non-scientific part of the dissertation to the Dean for approval no later than twelve weeks before the date of the ceremony. The title page and reverse of this page must also be submitted to the Beadle. After receiving their approval, you may proceed to reproduce the dissertation.

As the PhD candidate, you are personally responsible for distributing your dissertation to the relevant people. You must also deliver a sufficient number of copies of the dissertation no later than three weeks before your PhD defence to:

  • the Beadle (two copies of the dissertation and the propositions, inserted separately);
  • the Dean (the number is different per faculty); 
  • the members of the Doctorate Committee and Examining Committee; 
  • the University Library (two copies). You must also supply your dissertation to the University Library in digital format for inclusion in Scholarly Publications, and provide the university with a licence for non-exclusive publication of the dissertation in digital format, if necessary with a temporary embargo. 

You can apply for an allowance towards the publication costs. For more information, please send an email to proefschrift@library.leidenuniv.nl. You should ask the Graduate School about other allowances that may be available for the PhD defence ceremony. 

More information about the procedure of the ceremony can be found in the PhD Defence Protocol. To gain an impression, we recommend that you attend a PhD defence ceremony yourself, or watch this video on the PhD defence ceremony.

Before the defence, you must give a lay talk. After the procession enters the room, the ceremony begins. Accompanied by two paranymphs, you defend your dissertation by answering questions posed by the Examining Committee. This exchange of views is chaired by the prorector.

The ‘opposition’ (examination) and defence are conducted in Dutch, unless you, as the PhD candidate, and/or the ‘opponent(s)’ do not speak Dutch. Committee members from outside Leiden University may present their opposition first. After 45 minutes the defence is brought to an end by the Beadle saying ‘Hora est!’ and the meeting is suspended, after which the committee withdraws to deliberate. When the committee returns, the PhD degree is awarded and the certificate is presented. The eulogy is then given by one of the (co-)supervisors.

Your supervisor will explain the procedure of the PhD defence ceremony to you, and the Beadle may provide some additional information. 

Dress code

The dress code for the PhD candidate and paranymphs is: a dress suit with tailcoat and a black waistcoat, white bow tie and black socks, or other formal attire appropriate for the nature of the ceremony. 

Forms of address

During the PhD defence ceremony, the following forms of address are used:

PhD candidate Esteemed candidate
Doctor Esteemed doctor

Rector / Acting Rector

Esteemed Rector Magnificus 
Supervisor Highly esteemed supervisor
Co-supervisor Very learned opponent
Member of the Examining Committee who is a full professor Highly learned opponent 
Member of the Examining Committee who is not a full professor but has a PhD Very learned opponent  
Member of the Examining Committee who is not a full professor and does not have a PhD Learned opponent

Attending the ceremony  

Guests and participants should take account of the following points:

  • The university provides as standard a public livestream of the entire PhD defence ceremony. 
  • Children under the age of six are not allowed to attend the defence of the dissertation, but they may be present at the conferral of the PhD degree, at the end of the ceremony. Young children are also permitted on the ground floor of the Academy Building, where there is a direct video link to the ceremony. 
  • Guests who do not arrive in the Great Auditorium on time will only be allowed to enter after the defence, i.e. after the meeting has been suspended and before the committee returns. 
  • Photography and/or filming are not permitted during the defence of the dissertation, but they are permitted when the committee has returned and the meeting has resumed. 
  • There are very few parking facilities near the Academy Building. You should therefore direct your guests to one of the car parks or parking garages in and around Leiden city centre. 

Update PhD Regulations

The PhD Regulations have been updated on the 8th of February, 2021. If your dissertation has been approved by your supervisor before this date, the previous Regulations will apply.

Time table dissertation manuscript

When Who   What Status Converis GSM
  PhD candidate 15 The PhD candidate submits the manuscript of the dissertation to the (co-)supervisor for approval.  Start of graduation formalities approved by GSO 
As soon as possible after step 15  Supervisor 16 The supervisor reads the manuscript or chapters submitted and may make suggestions for additions and/or alterations after conferring with the PhD candidate and any other persons involved in the PhD track (see Regulations, art. 7.3f).    
Idem PhD candidate  17 The PhD candidate incorporates the agreed alterations in the manuscript and submits the manuscript as a whole to the supervisor for approval.   
Within six weeks after the PhD candidate submitted the manuscript to the supervisor  Second or co-supervisor  18 The second or co-supervisor submits a written summary assessment of the manuscript to the first supervisor.   
Idem Supervisor  19 After assessing the scientific content of the submitted manuscript (Regulations, art. 10.2), the supervisor sends the manuscript to the Graduate School Office.   
Idem Graduate School Office (GSO) 20 The Graduate School Office offers support to the supervisor by scanning the manuscript via the plagiarism detection tool iThenticate. The outcome is sent via FileSender to the supervisor. The Graduate School Office registers in Converis GSM that the dissertation has been successfully submitted to a plagiarism detector and uploads the report there.   
Idem Supervisor 21 The supervisor has to evaluate the outcome of the plagiarism check.   
Idem Dean 22 The Dean registers in Converis GSM that the plagiarism check has taken place.  Plagiarism check by dean 
Idem Supervisor 23 If the supervisor has verified that the manuscript contains no form of plagiarism and that it also in all other respects meets the applicable code of conduct for academic practice, he/she confirms having approved the manuscript in Converis GSM.  Approval of manuscript by supervisor and composition of doctorate committee 
Idem GSO 24 The Graduate School Office deletes the manuscript which has been sent to the office for scanning after the report on the plagiarism check has been uploaded in LUCRIS GSM.   
As soon as possible after step 23  PhD candidate  25 The PhD candidate submits the propositions (conform with the Regulations, art. 12) to the supervisor.   

 

Time table Doctorate Committee

When Who   What Status LUCRIS GSM
As soon as possible after approval of the manuscript  Supervisor 

26

The supervisor submits a proposal for the composition of the Doctorate Committee and the secretary of the committee in Converis GSM. The committee must meet the requirements as stated in Article 20 of the Regulations. Approval of manuscript by supervisor and composition of doctorate committee 
Idem GSO 27 The GSO checks the composition of the Doctorate Committee.   
Within 3 weeks after approval of the manuscript   Dean 28 The Dean approves/rejects the composition of the Doctorate Committee in Converis GSM. The supervisor, the Doctorate Committee’s secretary and the beadle are notified via Converis GSM.  For approval of doctorate committee by dean 
As soon as the Doctorate Committee is appointed  PhD candidate  29 The PhD candidate provides the GSO with a digital version of the manuscript and the e-mail addresses of the members of the Doctorate Committee.  Assessment by doctorate committee 
As soon as possible after step 29  GSO 30 The GSO sends a digital version of the dissertation for review to the members of the Doctorate Committee, indicating that paper versions are available on request.   
Within 6 weeks of receipt of the manuscript  Members Doctorate Committee  31 Each member of the Doctorate Committee informs the secretary in writing whether the manuscript meets the requirements set in art. 10.2 of the Regulations and if, in their opinion, the PhD candidate is allowed to defend his/her dissertation (art. 21.1-7 of the Regulations).  
Idem

Doctorate 
Committee’s Secretary  

32 The secretary sends all assessments to the members of the Doctorate Committee (incl. the chairman) and to the supervisor. With the permission of all members, he registers the assessment by the Doctorate Committee in Converis GSM and uploads the appraisals of the committee’s members.   Assessment by doctorate committee 
Idem

Supervisor/
Member of the Doctorate Committee  

33

If applicable, one of the members of the Doctorate Committee or the supervisor starts the procedure (appendix 9) to award the doctorate the predicate ‘cum laude’ (with distinction). The rules relating to the award of a doctorate ‘cum laude’ are set out in Article 29 of the Regulations. The proposal must not be uploaded in Converis GSM before the award of the doctorate.   

 

Official admission to the public defence

When Who   What Status LUCRIS GSM
As soon as possible after step 32  Dean 34 The Dean determines whether the candidate is allowed to defend his/her dissertation.  For admittance to public defence by Dean
Idem GSO  35 The Graduate School Office creates and uploads the appendix 6 letter. The letter needs to be sent to the PhD candidate and the office of the Beadle. Confirmation letter by GSO 
Idem PhD candidate  36 The PhD candidate contacts the Beadle to set a date and hour for the public defence (see LUCRIS GSM: The Researchers’ manual 4.1 Register to the Beadle).   Idem

 

The dissertation

When Who   What Status LUCRIS GSM
As soon as possible after step 34  PhD candidate  37 The PhD candidate uploads the non-scientific parts of the dissertation and the propositions.  For upload of non-scientific parts and propositions by PhD student  
Idem Beadle 38 The Beadle may register the chosen defence date.  Idem
Idem GSO  39 The GSO checks the non-scientific parts of the dissertation and the propositions.   Non-scientific parts and propositions to be checked by GSO 
Idem Supervisor  40 The supervisor approves/rejects the propositions.   For approval of propositions by supervisor 
Idem Dean 41 The Dean approves/rejects the non-scientific parts and the propositions.  For approval of non-scientific parts and propositions by Dean 
Idem Beadle 42 The Beadle approves/rejects the title page of the dissertation.  Title page to be approved by Beadle. 
As soon as possible after step 42  PhD candidate  43 The PhD candidate uploads the final version of the dissertation in Converis GSM, downloads the licence agreement there and later uploads the signed version. The digital version of the dissertation will be included in the Institutional Repository of Leiden University. For further information see university website.  

 

Opposition Committee

When Who   What Status LUCRIS GSM
As soon as possible after step 41  Supervisor 44 The supervisor composes the Opposition Committee.   For composition of Committee by supervisor 
Idem GSO  45 The GSO checks the composition of the Opposition Committee.   Opposition Committee to be checked by GSO 
Idem Dean 46 The Dean approves/rejects the composition of the Opposition Committee.  For approval of Opposition Committee by Dean 
No later than 3 weeks before the public defence  PhD candidate  47 The PhD candidate hands in copies of the dissertation for all members of the Opposition Committee to the GSO (none for the chairman but instead one for internal exhibition). Additionally, the PhD candidate hands in 10 copies of the dissertation with the propositions enclosed on a separate sheet of paper to the Beadle’s office and provides 4 copies for the University Library.    

 

Public defence

When Who   What Status LUCRIS GSM
Public defence PhD candidate/ supervisor/ Opposition Committee  48 The PhD candidate defends the dissertation in public in the presence of the Opposition Committee. The Opposition Committee decides on the award of the doctorate (Regulations, art. 26). Hora est. 
Idem Beadle 49 The Beadle registers the outcome of the defence.   
Idem - 50 The PhD research is formalized.  Formalized

 

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